Compliance Manager – FCA - £90,000 - £95,000
We are seeking an experience Compliance Manager to join a specialist financial trading organisation based in London. This role will be key in advising on the controls necessary to the wider business whilst also ensuring these are implemented inline with all FCA rules applicable to the business.
Responsibilities include:
- Draft, update and review compliance policies and procedures in line with regulatory business and industry standards.
- Prepare and implement procedural manuals.
- Keep abreast of jurisdictional developments and challenges throughout Europe and UK.
- Conduct reviews, testing and verification of compliance controls on a regular basis.
- Horizon scanning for regulatory changes and their potential impact on the product and business.
- Participate in the management of the compliance programs, including risk assessments, compliance reviews, preparing and presenting compliance reporting and establishing and implementing compliance and surveillance processes.
- Participate in and/ or lead certain compliance governance and oversight meetings and committees, successfully communicating and engaging business stakeholders on findings, issues, and remediation requirements.
What we are looking for:
- Someone who is an experienced communicator with the FCA regulator.
- Someone who is confident to act as the second line of defence in this forward-thinking business.
- A candidate who has experience in FS/Investment/Trading or a similar FCA compliant sector.
- Someone who is looking for a more stable opportunity, looking to invest their time and expertise within the business.
Salary - £90,000 - £95,000 with a broad benefits package based on the company performance.
Please note that this role is based in London with a Hybrid approach. Candidates will initially be expected to travel to London 3 days per week.